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Risk and Compliance Manager
I manage the Risk and Compliance Department, advising, assisting and supporting the Society’s customers and Senior Management in achieving the vision and values in a risk managed and regulatory compliant manner. We independently facilitate, challenge and monitor the implementation of effective risk management practices and monitor compliance with applicable laws and regulations.
I have worked in Financial Services for 30 years in the main within Risk, Compliance or Internal Audit. I joined the Society in 2015 to help embed risk and compliance disciplines within the Society. Within the team we have a Financial Crime Officer, a Regulatory Monitoring Officer and a Regulatory Intelligence Officer who provide the Society with risk and regulatory expertise.